Yorkville Ives & Co.
Yorkville Ives & Co. is a U.S. merchant bank and registered broker-dealer formed in July 2026 by technology analyst Dan IvesDan IvesDan Ives (Daniel Ives) is a technology equity research analyst who served as managing director and global head of technology research at Wedbush Securities from 2018 to 2026. In July 2026 he formed the merchant bank Yorkville Ives & Co. with Yorkville Securities and became its partner and senior managing director.Open the full entry and Yorkville Securities. Headquartered in New Jersey, it offers capital raising, co-investment, research, strategic advisory, and institutional trading services.
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Key facts
July 2026Formation by Dan Ives and Yorkville Securities
On July 15, 2026, technology research analyst Dan Ives and Yorkville Securities announced Yorkville Ives & Co., with Ives as partner and senior managing director and Roger Briggs as chief executive; the firm also applied to FINRA to add a research business, subject to approval.[1]
Its business lines include capital raising, principal investing, equity research, M&A advisory, and institutional trading and execution.[2]
Yorkville Ives & Co. is a FINRA/SIPC member broker-dealer based in Mountainside, New Jersey, and is affiliated with Yorkville Advisors Global, LP.[3]
Leadership
Its leadership includes chief executive Roger Briggs, partner and senior managing director Dan Ives, director of research Kevin Merritt, and partner Troy Rillo.[3]